Finra backtracks on plan to end 5% markup rule InvestmentNews Majority of comments to proposal back policy, call it effective. Reprints. By Dan Jamieson. February 4, 2013 4:05 pm ET. The Financial Industry Regulatory Authority Inc. is backtracking on a controversial plan to end its 5% markup rule. finra, brokers ... |
Thursday, February 7, 2013
Finra backtracks on plan to end 5% markup rule - InvestmentNews
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